|
Toggle Nav
Financial Markets Conduct Regulation: A Practitioner’s Guide
This title is a practically-focused guide to the new legislative scheme implemented under the Financial Markets Conduct Act, a legislative instrument making the largest change in New Zealand's financial markets law in the last 20 years. This title is a useful resource written by a number of recognised experts in the securities law field.
Published: 01 September, 2014
Financial Markets Conduct Regulation: A Practitioner's Guide provides authoritative guidance on the legislative scheme implemented under the Financial Markets Conduct Act 2013, the largest change in New Zealand’s financial markets law in the last 20 years. This comprehensive text features detailed commentary and citations, covering a wide range of topics including:
- What is a financial product?
- The new disclosure rules for offers
- Fair dealing rules for financial products
- Governance rules for superannuation and other managed investment schemes
- Licensing of both exchanges and market participants
- The secondary market rules including insider trading and disclosures
- The Takeovers Code
- Enforcement
- Financial reporting
- Anti-money laundering
- Financial adviser regulation
This practical guide will be an essential resource for all those advising on or working within the reformed financial markets regime.
